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RMFP
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Let RMFP figure your tax while you relax!!
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Dear Client:
Under the Gramm-Leach-Bliley Act of 1999, financial institutions
must provide their customers with a "clear and conspicuous" notice about their
privacy policies and practices; the conditions under which they disclose nonpublic
personal information about consumers to nonaffiliated third parties; and how
consumers can prevent the disclosure of their information. You already may have
received such notices from the banks and brokerage firms with which you do business.
Following the passage of this legislation, the Federal Trade Commission (FTC)
issued detailed rules on these privacy notices, including to whom they should apply.
In those rules, the FTC defined "financial institutions" to include all those who
provide "financial or investment advisory services." In turn, the FTC rules chose to
broadly interpret "financial or investment advisory activities" to cover "tax
planning and tax preparation."
In compliance with the FTC rules, printed
below is our firm's current Privacy Disclosure Statement. Be assured that this firm
has always considered our professional relationship with you to be one requiring the
utmost trust and confidence. In order to provide you with comprehensive tax and
financial planning information, we from time to time share some of your personal
data with other service providers who may be able to assist you with your overall
tax and financial plans. We consider this information-sharing to form a valuable
part of the services that you are able to provide to you. If you do not wish this
information-sharing to continue for whatever reason, please contact us and we will
make arrangements to comply with your request. Please do not hesitate to call me if
you have any questions whatsoever about this notice.
PRIVACY
DISCLOSURE
We at Rocky Mountain Financial Professionals do not
disclose any nonpublic personal information about our clients or former clients,
without their permission, to anyone except: (1) as absolutely required by law, (2)
as needed by our employees to provide services or products to you, and (3) to
financial service providers, such as mortgage bankers, securities broker-dealers,
and insurance agents, as we, in our judgment, deem may be worthwhile to you. We
maintain physical, electronic, and procedural safeguards that comply with federal
regulations to guard your nonpublic personal information.
If you have any
concerns about the disclosure of your personal information to third parties, or wish
to stop any disclosure that has been noted, above, you may call the following number
(303) 617-0813 or write to 19754 E. Euclid Drive, Centennial, CO, 80016
Sincerely yours,
Martin R. Bauer
Jean A. Dale-Bauer |
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